Newsletters: Apnea of Prematurity
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Newsletter Fall 2008

Providing Support to Premature Babies and Their Families

Apnea of Prematurity

After they're born, babies must breathe continuously to get oxygen. In a premature baby, the part of the central nervous system (brain and spinal cord) that controls breathing is not yet mature enough to allow nonstop breathing. This causes large bursts of breath followed by periods of shallow breathing or stopped breathing. The medical term for this is apnea of prematurity, or AOP.

About Apnea of Prematurity

Apnea of prematurity is fairly common in preemies. Doctors usually diagnose the condition before the mother and baby are discharged from the hospital, and the apnea usually goes away on its own as the infant matures. Once apnea of prematurity goes away, it does not come back. But no doubt about it — it's frightening while it's happening.

Apnea is a medical term that means a baby has stopped breathing. Most experts define apnea of prematurity as a condition in which premature infants stop breathing for 15 to 20 seconds during sleep.

Generally, babies who are born at less than 35 weeks' gestation have periods when they stop breathing or their heart rates drop. (The medical name for a slowed heart rate is bradycardia.) These breathing abnormalities may begin after 2 days of life and last for up to 2 to 3 months after the birth. The lower the infant's weight and level of prematurity at birth, the more likely he or she will have AOP.

Although it's normal for all infants to have pauses in breathing and heart rates, those with AOP have drops in heart rate below 80 beats per minute, which causes them to become pale or bluish. They may also appear limp and their breathing may be noisy. They then either start breathing again by themselves or require help to resume breathing.

AOP should not be confused with periodic breathing, which is also common in premature newborns. Periodic breathing is marked by a pause in breathing that lasts just a few seconds and is followed by several rapid and shallow breaths. Periodic breathing is not accompanied by a change in facial color (such as blueness around the mouth) or a drop in heart rate. A baby who has periodic breathing resumes regular breathing on his or her own. Although it can be frightening, periodic breathing typically causes no other problems in newborns.

Treatment

Most of the time, premature infants (especially those less than 34 weeks' gestation at birth) will receive medical care for apnea of prematurity in the hospital's neonatal intensive care unit (NICU). When they are first born, many of these premature infants must get help breathing because their lungs are too immature to allow them to breathe on their own.

The following devices help with breathing:

Ventilator. During mechanical ventilation, a tube is placed into the baby's trachea (windpipe) and breaths of air are blown through the tube into the baby's lungs. These breaths are given at a set pressure. The ventilator is also programmed to give a certain number of breaths per minute, and the baby's breathing, heart rate, and oxygen levels are continuously monitored.

Sometimes babies with apnea of prematurity are given medications to help mature their lungs and allow the preemies to come off mechanical ventilation within a few weeks and breathe on their own.

Continuous positive airway pressure (CPAP). When infants are disconnected from a mechanical ventilator, they often require a form of assisted breathing called nasal continuous positive airway pressure (CPAP). A nasal CPAP device consists of a large tube with tiny prongs that fit into the baby's nose, which is hooked to a machine that provides oxygenated air into the air passages and lungs. The pressure from the CPAP machine helps keep a preemie's lungs open so he or she can breathe. However, the machine does not provide breaths for the baby, so the baby breathes on his or her own.

Monitoring Breathing

Once preemies are off a mechanical ventilator and breathing on their own — with or without nasal CPAP — they are monitored continuously for any evidence of apnea. The cardiorespiratory monitor (also known as an apnea and bradycardia, or A/B, monitor) also tracks the infant's heart rate. An alarm on the monitor sounds if there's no breath for a set number of seconds. When the monitor sounds, a nurse immediately checks the baby for signs of distress. False alarms are not uncommon.

If a baby doesn't begin to breathe again within 15 seconds, a nurse will rub the baby's back, arms, or legs to stimulate the breathing. Most of the time, babies with apnea of prematurity spells will begin breathing again on their own with this kind of stimulation.

However, if the nurse handles the baby, and the baby still hasn't begun breathing unassisted and becomes pale or bluish in color, oxygen may be administered with a handheld bag and mask. The nurse or doctor will place the mask over the infant's face and use the bag to slowly pump a few breaths into the lungs. Usually only a few breaths are needed before the baby begins to breathe again on his or her own.

AOP can happen once a day or many times a day. Doctors will closely evaluate your infant to make sure the apnea isn't due to another condition, such as infection. If a baby begins to have many apnea spells, medication might be given intravenously or by mouth to stimulate the part of the brain that controls breathing. This often reduces the apnea spells.

When Your Baby Is on a Home Apnea Monitor

Although apnea spells are usually resolved by the time most preemies go home, a few will continue to have them. In these cases, if the doctor thinks it's necessary, the baby will be discharged from the NICU with an apnea monitor.

An apnea monitor has two main parts: a belt with sensory wires that a baby wears around the chest and a monitoring unit with an alarm. The sensors measure the baby's chest movement and breathing rate while the monitor continuously records these rates.

Before your baby leaves the hospital, the NICU staff will thoroughly review the monitor with you and give you detailed instructions on how and when to use it, as well as how to respond to an alarm. Parents and caregivers will also be trained in infant CPR, even though it's unlikely they'll ever have to use it.

If your baby isn't breathing or his or her face seems pale or bluish, follow the instructions given to you by the NICU staff. Usually, your response will involve some gentle stimulation techniques and, if these don't work, starting CPR and calling 911. Remember, never shake your baby to wake him or her.

It can be very stressful to have a baby at home on an apnea monitor. Some parents find themselves watching the monitor, afraid even to take a shower or run to the mailbox. This usually becomes easier with time. If you're feeling this way, it can help to share your feelings with the NICU staff. They may be able to reassure you and even put you in touch with other parents of preemies who have gone through the same thing.

Your doctor will determine how long your baby wears the monitor, so be sure to ask if you have any questions or concerns.

Caring for Your Baby

Apnea of prematurity usually resolves on its own with time. For most preemies, this means AOP stops around 44 weeks of postconceptional age. Postconceptional age is defined as the gestational age (how many weeks of pregnancy at the time of birth) plus the postnatal age (weeks of age since birth). In rare cases, AOP continues for a few weeks longer.

Healthy infants who have had AOP usually do not go on to have more health or developmental problems than other babies. The apnea of prematurity does not cause brain damage. A healthy baby who is apnea free for a week will probably never have AOP again.

Although sudden infant death syndrome (SIDS) does occur more often in premature infants, no relationship between AOP and SIDS has ever been proved.

Aside from AOP, other complications with your premature baby may limit the time and interaction that you can have with your child. Nevertheless, you can bond with your baby in the NICU. Talk to the NICU staff about what type of interaction would be best for your baby, whether it's holding, feeding, caressing, or just speaking softly. The NICU staff is not only trained to care for premature babies, but also to reassure and support their parents.

Outcomes for Premature Babies

In general, outcomes for premature babies are very good. Before the development of Neonatal Intensive Care Units (NICUs), many premature babies did not survive. The introduction of incubators, mechanical ventilation, and other technologies and medical techniques, as well as a more complete understanding of newborn baby physiology, have increased premature baby survival dramatically. As a result, some premature babies who would have died in the past now survive, but may have lifelong problems. Medical professionals make this distinction using the words “morbidity” and “mortality.”

Mortality and morbidity

Mortality is the rate of death or the number of premature babies admitted to an NICU who do not survive compared to those who do. As noted above, the mortality rate of premature babies has dramatically improved over the last 20 years or so. The overwhelming majority of babies with access to the modern technology and medical techniques available in the NICU now survive. At the same time, there are limits to the medical technology and techniques available in the NICU; some babies who are born too soon are too small to either save at all or save without serious disability or morbidity.

Morbidity is the number of babies who survive but with lasting complications, compared to the number who survive with no lasting complications. In other words, the morbidity rate is the number of premature babies who grow up with medical, developmental, or psychological problems compared to those who grow up without any of these issues. Although many premature babies go on to live normal, healthy lives, the success rate in this regard is not as overwhelming as the dramatic improvement in mortality. In fact, the two statistics are related: medicine has become very successful at keeping premature babies alive, especially the extremely premature, who tend to have more complications than other premature babies.

Mild, moderate, and extreme prematurity

In general, outcomes are related to:

  • the gestational age, or the number of weeks a premature baby spent in the womb
  • the weight of the baby at birth

The spectrum of prematurity

Based on their gestational age and birth weight, premature babies are placed into loosely defined categories of mild, moderate, and extreme prematurity.

  • Mild prematurity refers to babies who are born between 33 and 36 completed weeks gestational age and/or have a birth weight between 1500 and 2500 g (between about 3 lbs 5 oz and 5 lbs 8 oz).
  • Moderate prematurity refers to babies who are born between 28 and 32 completed weeks gestational age with a birth weight ranging between 1000 and 1500 g (between about 2 lbs 3 oz and 3 lbs 5 oz).
  • Extreme prematurity refers to babies who are born before 28 completed weeks gestational age or who have a birth weight of less than 1000 g (less than about 2 lbs 3 oz).

Mildly premature babies do better than moderately premature babies, who in turn do better than extremely premature babies. This makes intuitive sense: barring other complications not due to prematurity, the longer a baby has spent in the womb, the more developed her organs are and therefore the more prepared she is for the challenges of the outside world.

Statistics and the individual baby

As specific complications are addressed in this site, outcome statistics specific to that condition are provided where appropriate. However, mortality and morbidity statistics are based on group data and do not take into account the individual baby. The body is very much an interconnected system. The ways in which two or more complications affect each other can have a huge impact on morbidity and mortality, making the course and outcomes of illness difficult to predict.

Some, though few, extremely premature babies do surprisingly well and go on to thrive as healthy children. Conversely, some mildly premature babies who are expected to do well develop complications and lifelong problems or do not survive at all.

This is not to say that statistics and outcome data should be ignored; this information is extremely useful to physicians and other medical professionals who are devoted to producing the best possible outcomes for premature babies. Mortality and morbidity data can help medical staff anticipate and predict problems that have not surfaced yet, allowing for pre-emptive or preventive treatment that will benefit the baby.

Outcome statistics are not definitive. Rather, they are a guide to be used by medical professionals, and parents and families. Given all the possible combinations of complications premature babies may face, making an actual outcome prediction can be complex, even impossible. At other times, a particular complication or series of complications may make outcome prediction, both good and poor, more simple. For this reason, staff at the NICU will speak in terms of probabilities: for example, they may say that 75% of babies with a specific condition will recover completely without lifelong complications. Predicting an individual baby’s outcome cannot be done with absolute certainty.

NEONATAL

Pertaining to the first four weeks of a baby’s life.

NICU

Neonatal intensive care unit (NICU). A ward in a hospital designed, equipped, and staffed for the intensive care of newborn babies

MORTALITY

Death. The mortality rate is the number of deaths in a certain population, region, or group.

WOMB

An organ, also called the uterus, where the fertilized egg cell implants and grows into the fetus during pregnancy.

GESTATIONAL AGE

The age of a fetus or newborn baby, in weeks, measured from the date of the mother's last menstrual period. The age of premature infants is often stated this way.

EXTREME PREMATURITY

Degree of prematurity, or how premature a baby is considered, is often defined in different ways by different hospitals, researchers, and medical associations. Within this site, the degree of prematurity is defined as follows: Mild prematurity refers to babies who are born between 33 and 36 completed weeks gestational age with an approximate birth weight range between 1500 and 2500 grams (between about 3 lbs 5 oz and 5 lbs 8 oz). Moderate prematurity refers to babies who are born between 28 and 32 completed weeks gestational age with an approximate birth weight range between 1000 and 1500 grams (between about 2 lbs 3 oz and 3 lbs 5 oz). Extreme prematurity refers to babies who are born before 28 completed weeks gestational age with an approximate birth weight of less than 1000 grams (less than about 2 lbs 3 oz).

MILD PREMATURITY

Degree of prematurity, or how premature a baby is considered, is often defined in different ways by different hospitals, researchers, and medical associations. Within this site, the degree of prematurity is defined as follows: Mild prematurity refers to babies who are born between 33 and 36 completed weeks gestational age with an approximate birth weight range between 1500 and 2500 grams (between about 3 lbs 5 oz and 5 lbs 8 oz). Moderate prematurity refers to babies who are born between 28 and 32 completed weeks gestational age with an approximate birth weight range between 1000 and 1500 grams (between about 2 lbs 3 oz and 3 lbs 5 oz). Extreme prematurity refers to babies who are born before 28 completed weeks gestational age with an approximate birth weight of less than 1000 grams (less than about 2 lbs 3 oz).

MODERATE PREMATURITY

Degree of prematurity, or how premature a baby is considered, is often defined in different ways by different hospitals, researchers, and medical associations. Within this site, the degree of prematurity is defined as follows: Mild prematurity refers to babies who are born between 33 and 36 completed weeks gestational age with an approximate birth weight range between 1500 and 2500 grams (between about 3 lbs 5 oz and 5 lbs 8 oz). Moderate prematurity refers to babies who are born between 28 and 32 completed weeks gestational age with an approximate birth weight range between 1000 and 1500 grams (between about 2 lbs 3 oz and 3 lbs 5 oz). Extreme prematurity refers to babies who are born before 28 completed weeks gestational age with an approximate birth weight of less than 1000 grams (less than about 2 lbs 3 oz).

PREVENTIVE

Designed to prevent or slow down a disease or condition.

COMPLICATION

A second condition or disease that develops as a result of an initial disease, condition, treatment, or other cause.

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Grace Preemies Foundation
2676 Islington Avenue, Toronto, Ontario. M9V 2X5
Telephone : 416 744 8952   Fax: 416 255 4722   e-mail: info@gracepreemies.org
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